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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-09
AZ RA APPROVED 2022-03-30
  • TX RA
    APPROVED_RES
    Since 2023-08-09
  • AZ RA
    APPROVED
    Since 2022-03-30

Branch Locations

Phoenix, AZ • United States

6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Scottsdale AZ 07/2019 Present
Mml Investors Services, Llc Scottsdale AZ 03/2020 Present
Doug Wetton Properties Costa Mesa CA 06/2018 08/2018
Tarragon Seattle WA 06/2017 08/2017
University Of Arizona Tucson AZ 08/2015 06/2019
  • 07/2019 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
  • 03/2020 → Present
    Scottsdale, AZ
  • 06/2018 → 08/2018
    Doug Wetton Properties
    Costa Mesa, CA
  • 06/2017 → 08/2017
    Tarragon
    Seattle, WA
  • 08/2015 → 06/2019
    University Of Arizona
    Tucson, AZ
Other Businesses

(1) NAME: JAMES BLAKE SYPHER INV REL: Y ADDRESS: 6263 N SCOTTSDALE RD, SUITE 140, SCOTTSDALE, AZ 85250 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: AGENT START DATE: 7/29/19 NO HRS/MO: 5 NO HRS/MO DURING SEC TRADING: 1. (2) NAME: DFG CASUALTY & BENEFITS INV REL: Y ADDRESS: 6263 N SCOTTSDALE RD, SUITE 140, SCOTTSDALE, AZ 85250 NATURE: P&C INSURANCE, POSITION: AGENT/REP REFERRAL PARTNER START DATE: 7/29/2019 NO HRS/MO: 1 NO HRS/MO DURING SEC TRADING: 0 (3) NAME: JAMES BLAKE SYPHER, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 11/17/2025, NO. HR/MO:2, NO. HR/MO DURING SEC TRADING: 0, DUTIES: LIFE, DISABILITY, FIXED ANNUITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-18
  • S66 Uniform Combined State Law Examination
    2022-03-18
Other Names
  • Blake Sypher
  • Blake Sypher
  • James Sypher

View on SEC IAPD

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