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Kimberly Jean Pelletier

Ubs Financial Services Inc.

Portland, ME

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-05-27
  • ME RA
    APPROVED
    Since 2021-05-27

Branch Locations

One City Center 10Th Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland ME 03/2020 Present
Northern Light Mercy Hospital Portland ME 09/2014 03/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-24
  • S66 Uniform Combined State Law Examination
    2021-05-24

View on SEC IAPD

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PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
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BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
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