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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-12 |
| TX | RA | APPROVED | 2024-08-23 |
| AR | RA | APPROVED | 2024-08-21 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Little Rock | AR | 02/2020 | 05/2022 |
| Greenwood Gearheart | Fayetteville | AR | 05/2019 | 02/2020 |
| Sphere Wealth Management | Fayetteville | AR | 01/2019 | 05/2019 |
| Unemployed | Fayetteville | AR | 11/2018 | 12/2018 |
| Giltner Inc. | Fayetteville | AR | 08/2018 | 10/2018 |
| Unemployed | Fayetteville | AR | 01/2018 | 07/2018 |
| University Of Arkansas | Fayetteville | AR | 06/2017 | 08/2017 |
| Education | Fayetteville | AR | 08/2015 | 05/2019 |
| Stephens Inc. | Little Rock | AR | 05/2022 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 07/2024 | Present |
| Bank Of America, N.A. | Little Rock | AR | 10/2024 | Present |
Name of the other businessPULASKI COUNTY FRIENDS OF CASA, INC.Whether the business is investment-relatedNoAddress of the other businessLittle Rock, AR 72204Nature of the other businessHelp promote awareness for children in foster care in ARYour positionBoard MemberTitle, or relationship with the other businessBoard MemberStart date of your relationship1/1/2024 Approximate number of hours/month you devote to the other business1 hourNumber of hours you devote to the other business during securities trading hoursNoneBriefly describe your duties relating to the other businessI help assist with any volunteer duties necessary, as well as setting up for events, and help fundraise for the children of Arkansas in foster care. I*1939271, Entity Type Entity Charitable, Name of OBA: Friends of CASA Address: LITTLE ROCKArkansas72204 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2024 No Hours: 10 Yearly No Hours during trading: 0 Duties: I am a volunteer on the board and I assist them in spreading awareness and raising money for the foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-20 |
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