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Jared Lawrence Gorman

Stifel, Nicolaus & Company, Incorporated

Cincinnati, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-04
  • OH RA
    APPROVED
    Since 2024-09-04

Branch Locations

221 East Fourth Street, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 02/2020 04/2022
Wildcat Color Interior Painting Llc Lexington KY 05/2018 05/2019
Bluegrass Hospitality Group Lexington KY 09/2018 11/2019
Bluegrass Hospitality Group Lexington KY 05/2018 05/2018
Wildcat Moving Lexington KY 05/2018 08/2018
University Of Kentucky Lexington KY 08/2017 08/2019
Bluegrass Community And Technical College Lexington KY 08/2013 05/2017
Wells Fargo Clearing Services, Llc Cincinnati OH 04/2022 09/2024
Stifel Cincinnati OH 09/2024 Present
  • 02/2020 → 04/2022
    Fidelity Brokerage Services Llc
    Covington, KY
  • 05/2018 → 05/2019
    Wildcat Color Interior Painting Llc
    Lexington, KY
  • 09/2018 → 11/2019
    Bluegrass Hospitality Group
    Lexington, KY
  • 05/2018 → 05/2018
    Bluegrass Hospitality Group
    Lexington, KY
  • 05/2018 → 08/2018
    Wildcat Moving
    Lexington, KY
  • 08/2017 → 08/2019
    University Of Kentucky
    Lexington, KY
  • 08/2013 → 05/2017
    Bluegrass Community And Technical College
    Lexington, KY
  • 04/2022 → 09/2024
    Wells Fargo Clearing Services, Llc
    Cincinnati, OH
  • 09/2024 → Present
    Stifel
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 2020-06-25
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2020-06-25
Designations
Other Names
  • Jared Lawrence Gorman
  • Jared Gorman

View on SEC IAPD

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BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
MORGAN STANLEY

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
MORGAN STANLEY · Cincinnati, OH

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