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Hailey Rose Nordstrom-Moffat

Charles Schwab & Co., Inc.

Chandler, AZ

Scottsdale, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-04-08
  • AZ RA
    APPROVED
    Since 2024-04-08

Branch Locations

3031 West Frye Road Bldg. D, Chandler, AZ 85226 • United States

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2020 02/2021
Terrebonne Limited Lynden WA 05/2017 08/2018
Connect Wireless Scottsdale AZ 03/2019 12/2019
Arizona State University Tempe AZ 08/2016 12/2019
Nextiva Scottsdale AZ 03/2021 04/2023
Charles Schwab & Co., Inc. Chandler AZ 04/2023 Present
Charles Schwab Bank, Ssb Chandler AZ 04/2023 Present
  • 02/2020 → 02/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2017 → 08/2018
    Terrebonne Limited
    Lynden, WA
  • 03/2019 → 12/2019
    Connect Wireless
    Scottsdale, AZ
  • 08/2016 → 12/2019
    Arizona State University
    Tempe, AZ
  • 03/2021 → 04/2023
    Nextiva
    Scottsdale, AZ
  • 04/2023 → Present
    Charles Schwab & Co., Inc.
    Chandler, AZ
  • 04/2023 → Present
    Charles Schwab Bank, Ssb
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-27
S63 Uniform Securities Agent State Law Examination 2020-07-21
  • S66 Uniform Combined State Law Examination
    2024-03-27
  • S63 Uniform Securities Agent State Law Examination
    2020-07-21
Other Names
  • Hailey Nordstrom
  • Hailey Rose Nordstrom

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
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