Steven John Rugo

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 09/2018
  John Hancock Distributors,Llc
  Boston, MA
• 09/2018 → Present
  Gwfs Equities, Inc
  Andover, MA

Previous Registrations

• 2017-03-27 → 2018-09-07
  John Hancock Personal Financial Services, Llc
  Boston, MA

Other Businesses

I OWN, AND OPERATE AN INVESTENT PROPERTY. THIS IS NOT SECURITIES /INVESTMENT RELATED ACTIVITY. 5 hours per month; 0 during business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-27
• S63 Uniform Securities Agent State Law Examination
  2011-08-11