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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proximo Spirits, Inc. | Jersey City | NJ | 07/2013 | Present |
| Premier Financial Group | Jackson Township | NJ | 03/2020 | Present |
| Cetera Advisors Llc | Denver | CO | 03/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) PREMIER FINANCIAL GROUP, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, TAX PREPARATION, STARTED 03/2020, ENROLLED AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX PREPARATION SERVICES 2) PROXIMO SPIRITS, NOT INVESTMENT RELATED, 333 WASHINGTON ST, JERSEY CITY, NEW JERSEY, 07302, IMPORT & DISTRIBUTION, STARTED 07/2013, POSITION/TITLE/RELATIONSHIP: DIRECTOR OF TREASURY, APX 40 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX AND CORPORATE PROJECTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-28 |
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