Michael Robert Sosa

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Proximo Spirits, Inc.
  Jersey City, NJ
• 03/2020 → Present
  Premier Financial Group
  Jackson Township, NJ
• 03/2020 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) PREMIER FINANCIAL GROUP, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, TAX PREPARATION, STARTED 03/2020, ENROLLED AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX PREPARATION SERVICES 2) PROXIMO SPIRITS, NOT INVESTMENT RELATED, 333 WASHINGTON ST, JERSEY CITY, NEW JERSEY, 07302, IMPORT & DISTRIBUTION, STARTED 07/2013, POSITION/TITLE/RELATIONSHIP: DIRECTOR OF TREASURY, APX 40 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX AND CORPORATE PROJECTS.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-28

Other Names

• Michael Sosa