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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-19
CA RA APPROVED 2023-04-17
  • TX RA
    APPROVED
    Since 2023-04-19
  • CA RA
    APPROVED
    Since 2023-04-17

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2020 01/2021
Protocol, Translation & International Services Garden Grove CA 01/2015 02/2020
Wal-Mart Garden Grove CA 05/2018 10/2018
Cmi Usa, Inc Brea CA 09/2018 10/2018
J.P. Morgan Securities Llc Newport Coast CA 09/2021 04/2022
Unemployed Irvine CA 02/2021 08/2021
The Vanguard Group, Inc. Scottsdale AZ 04/2022 01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 03/2023 Present
Bank Of America, N.A. Newport Beach CA 05/2023 Present
  • 02/2020 → 01/2021
    St Louis, MO
  • 01/2015 → 02/2020
    Protocol, Translation & International Services
    Garden Grove, CA
  • 05/2018 → 10/2018
    Wal-Mart
    Garden Grove, CA
  • 09/2018 → 10/2018
    Cmi Usa, Inc
    Brea, CA
  • 09/2021 → 04/2022
    J.P. Morgan Securities Llc
    Newport Coast, CA
  • 02/2021 → 08/2021
    Unemployed
    Irvine, CA
  • 04/2022 → 01/2023
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2023 → Present
    Newport Beach, CA
  • 05/2023 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-19
  • S66 Uniform Combined State Law Examination
    2020-10-19
Other Names
  • Chinh Da Ung
  • Lily Linh Huynh
  • Lily Linh Huang
  • Lily Huang
  • Lily Huynh
  • Chinh Ung
  • Lily L Huang

View on SEC IAPD

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