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Ross David Fraser

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7227744

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-06-16
TX RA APPROVED 2022-06-10
  • AZ RA
    APPROVED
    Since 2022-06-16
  • TX RA
    APPROVED
    Since 2022-06-10

Branch Locations

14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2020 Present
United Services Automobile Association Phoenix AZ 02/2019 02/2020
University Of Central Florida Orlando FL 07/2012 12/2016
United Services Automobile Association Tampa FL 01/2018 02/2019
Unemployed Ormond Beach FL 09/2017 12/2017
Daytona State College Daytona Beach FL 02/2017 08/2017
  • 02/2020 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 02/2019 → 02/2020
    United Services Automobile Association
    Phoenix, AZ
  • 07/2012 → 12/2016
    University Of Central Florida
    Orlando, FL
  • 01/2018 → 02/2019
    United Services Automobile Association
    Tampa, FL
  • 09/2017 → 12/2017
    Unemployed
    Ormond Beach, FL
  • 02/2017 → 08/2017
    Daytona State College
    Daytona Beach, FL
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355.....

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
  • S66 Uniform Combined State Law Examination
    2022-06-10
Other Names
  • Ross Fraser

View on SEC IAPD

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