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Massi Fazel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-24
IL RA APPROVED 2023-07-14
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • IL RA
    APPROVED
    Since 2023-07-14

Branch Locations

3333 Warrenville Rd, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2020 06/2023
Texas A&M University - Commerce Commerce TX 08/2016 12/2019
Ashley Furniture Downers Grove IL 11/2017 12/2018
Art Van Furniture Batavia IL 01/2019 04/2019
Huntington Bank Mt Prospect IL 04/2019 01/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lisle IL 06/2023 Present
Bank Of America N.A. Lisle IL 08/2023 Present
  • 02/2020 → 06/2023
    Edward Jones
    St Louis, MO
  • 08/2016 → 12/2019
    Texas A&M University - Commerce
    Commerce, TX
  • 11/2017 → 12/2018
    Ashley Furniture
    Downers Grove, IL
  • 01/2019 → 04/2019
    Art Van Furniture
    Batavia, IL
  • 04/2019 → 01/2020
    Huntington Bank
    Mt Prospect, IL
  • 06/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lisle, IL
  • 08/2023 → Present
    Bank Of America N.A.
    Lisle, IL
Previous Registrations
  • 2020-08-14 → 2023-06-23
    Edward Jones
    St Charles, IL
    St Charles, IL
    Geneva, IL
    St Louis, MO
    St Charles, IL
    St Charles, IL
    St Charles, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-13
  • S66 Uniform Combined State Law Examination
    2020-08-13
Other Names
  • Massi Fazel
  • Mansoureh Fazel

View on SEC IAPD

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Other Offices

ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL
ON INVESTMENT MANAGEMENT CO · Lisle, IL
VOYA FINANCIAL ADVISORS, INC. · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · LISLE, IL

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