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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-26
  • FL RA
    APPROVED
    Since 2024-01-26

Branch Locations

1800 Diagonal Road Suite 440, Alexandria, VA 22314 • United States

Hollywood, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co Salt Lake City UT 01/2020 01/2024
Student Philadelphia PA 08/2012 12/2019
Moors Cabot Inc Naples FL 01/2024 Present
  • 01/2020 → 01/2024
    Goldman Sachs & Co
    Salt Lake City, UT
  • 08/2012 → 12/2019
    Student
    Philadelphia, PA
  • 01/2024 → Present
    Moors Cabot Inc
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-10-28

View on SEC IAPD

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