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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
MD RA APPROVED 2009-01-16
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • MD RA
    APPROVED
    Since 2009-01-16

Branch Locations

39 E Churchville Rd, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Timonium MD 01/2009 Present
Bank Of America,Na Timonium MD 11/2009 Present
  • 01/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Timonium, MD
  • 11/2009 → Present
    Bank Of America,Na
    Timonium, MD
Previous Registrations
  • 2007-04-02 → 2009-01-20
    Morgan Stanley & Co. Llc
    Hunt Valley, MD
    Hunt Valley, MD
  • 2005-02-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Hunt Valley, MD
    Hunt Valley, MD
Other Businesses

I*: 2516260 Entity Type: For Profit Name of OBA: J. J. LLC Address: Port Deposit, MD 21904 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 06/12/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: LLC Member - LLC will own one residential property to be renovated and eventually rented

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-16
  • S66 Uniform Combined State Law Examination
    2005-02-16
Other Names
  • Melissa Diane Heller

View on SEC IAPD

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