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Elizabeth E Rockenbaugh

Edward Jones

Prince Frederick, MD

CRD 7226937

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-03
MD RA APPROVED 2020-06-11
  • TX RA
    APPROVED
    Since 2022-03-03
  • MD RA
    APPROVED
    Since 2020-06-11

Branch Locations

80 Sherry Lane Suite 102, Prince Frederick, MD 20678-3232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2020 Present
A-Whisco, Inc. Waldorf MD 05/2000 01/2020
Creative Software Consultants Leonardtown MD 01/2003 01/2020
  • 02/2020 → Present
    St Louis, MO
  • 05/2000 → 01/2020
    A-Whisco, Inc.
    Waldorf, MD
  • 01/2003 → 01/2020
    Creative Software Consultants
    Leonardtown, MD
Other Businesses

"A-Whisco, Inc. Type: Date: 01/01/00 Title: Secretary Trad Hrs: 0 Tot Hrs: 0 Desc: Removed as officer City-State: Waldorf MD" "Arbiter Sports Type: Refereeing youth soccer Date: 09/23/23 Title: Soccer Referee Trad Hrs: 0 Tot Hrs: 1 Desc: Refereeing local youth soccer games City-State: Sandy UT"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-10
  • S66 Uniform Combined State Law Examination
    2020-06-10
Other Names
  • Elizabeth Erin Haan
  • Elizabeth Erin Rockenbaugh

View on SEC IAPD

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