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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-01-13
  • MD RA
    APPROVED
    Since 2021-01-13

Branch Locations

131 Main Street Suite 200, Prince Frederick, MD 20678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Prince Frederick MD 04/2015 01/2021
Commonwealth Financial Network Waltham MA 01/2021 Present
Pathway Wealth Partners Prince Fredrick MD 07/2024 Present
  • 04/2015 → 01/2021
    M&T Securities
    Prince Frederick, MD
  • 01/2021 → Present
    Waltham, MA
  • 07/2024 → Present
    Pathway Wealth Partners
    Prince Fredrick, MD
Previous Registrations
  • 2016-03-04 → 2021-01-15
    M&T Securities, Inc.
    Annapolis, MD
    Prince Frederick, MD
    Dunkirk, MD
    Deale, MD
    Upper Marlboro, MD
    Edgewater, MD
Other Businesses

1.Fixed insurance sales; as of 01/13/2021; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-03
  • S66 Uniform Combined State Law Examination
    2016-03-03
Designations

View on SEC IAPD

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