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Daniel C Shutt

Raymond James & Associates, Inc.

Portland, ME

Portsmouth, NH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-10-30
  • NH RA
    APPROVED
    Since 2024-10-30

Branch Locations

2 Portland Square 7Th Floor, Portland, ME 04101 • United States

29 Maplewood Avenue Suite 2, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Portsmouth NH 06/2009 10/2024
Morgan Stanley Smith Barney Llc Manchester NH 08/2018 10/2024
Raymond James & Associates Inc. Portsmouth NH 10/2024 Present
  • 06/2009 → 10/2024
    Morgan Stanley Smith Barney Llc
    Portsmouth, NH
  • 08/2018 → 10/2024
    Morgan Stanley Smith Barney Llc
    Manchester, NH
  • 10/2024 → Present
    Raymond James & Associates Inc.
    Portsmouth, NH
Previous Registrations
  • 2018-10-29 → 2024-11-01
    Morgan Stanley
    Southfield, MI
    Bloomfield Hills, MI
    Boston, MA
    Farmington Hills, MI
    Portsmouth, NH
    Colchester, VT
    Manchester, NH
    Stratham, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-29
S63 Uniform Securities Agent State Law Examination 2007-11-20
  • S65 Uniform Investment Adviser Law Examination
    2018-10-29
  • S63 Uniform Securities Agent State Law Examination
    2007-11-20
Other Names
  • Daniel Charles Shutt
  • Daniel Shutt

View on SEC IAPD

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William Emmet
JOHN MARSHALL PIPER
HELEN ELIZABETH ANDREOLI
WYATT ANDREOLI
STEPHEN DANIEL POULOS
JOSEPH WILLIAM POWERS
LISA SUSAN DEMERS

Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

More in Portland, ME

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