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Thomas Gonzales

Allworth Financial, L.P.

Riverwoods, IL

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-04
  • IL RA
    APPROVED
    Since 2025-04-04

Branch Locations

2610 Lake Cook Rd Suite 250, Riverwoods, IL 60015 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Evanston IL 02/2020 12/2023
Jpmorgan Chase Bank, N.A. Evanston IL 02/2020 12/2023
The Hoopis Group Chicago IL 05/2018 11/2019
Healy Scanlon Law Firm Chicago IL 08/2015 05/2018
St. Norbert College De Pere WI 08/2014 05/2018
Mass Mutual Chicago IL 08/2018 01/2020
Jp Morgan Chase & Co. Chicago IL 01/2020 12/2023
Massachusetts Mutual Life Insurance Company Chicago IL 05/2018 01/2020
Fifth Third Bank Chicago IL 12/2023 03/2025
Fifth Third Securities Chicago IL 12/2023 03/2025
Allworth Financial Riverwoods IL 03/2025 Present
Aw Securities Riverwoods IL 03/2025 Present
  • 02/2020 → 12/2023
    J.P. Morgan Securities Llc
    Evanston, IL
  • 02/2020 → 12/2023
    Jpmorgan Chase Bank, N.A.
    Evanston, IL
  • 05/2018 → 11/2019
    The Hoopis Group
    Chicago, IL
  • 08/2015 → 05/2018
    Healy Scanlon Law Firm
    Chicago, IL
  • 08/2014 → 05/2018
    St. Norbert College
    De Pere, WI
  • 08/2018 → 01/2020
    Mass Mutual
    Chicago, IL
  • 01/2020 → 12/2023
    Jp Morgan Chase & Co.
    Chicago, IL
  • 05/2018 → 01/2020
    Massachusetts Mutual Life Insurance Company
    Chicago, IL
  • 12/2023 → 03/2025
    Fifth Third Bank
    Chicago, IL
  • 12/2023 → 03/2025
    Fifth Third Securities
    Chicago, IL
  • 03/2025 → Present
    Allworth Financial
    Riverwoods, IL
  • 03/2025 → Present
    Aw Securities
    Riverwoods, IL
Previous Registrations
  • 2024-01-26 → 2025-04-01
    Fifth Third Securities, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Niles, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-26
S63 Uniform Securities Agent State Law Examination 2020-09-14
  • S65 Uniform Investment Adviser Law Examination
    2024-01-26
  • S63 Uniform Securities Agent State Law Examination
    2020-09-14
Other Names
  • Thomas G Gonzales

View on SEC IAPD

Other Firms

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PARK AVENUE SECURITIES LLC
EQUITABLE ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
E. A. HORWITZ LLC
EAGLE STRATEGIES LLC
ALLSTATE FINANCIAL ADVISORS, LLC

Other Investors

JORDAN M JACOBS
MARK JEFFREY SCHWARTZ
Yunfan Ye
DAVID JOSEPH MADISON
NICOLE MAYER
Kyle Mason Kadish
JOHN David KRAUNELIS
SCOTT IRA LOOCHTAN

Other Offices

ESTATE & TRUST ADVISORS · RIVERWOODS, IL
ALERA INVESTMENT ADVISORS, LLC · DEERFIELD, IL
PARK AVENUE SECURITIES LLC · DEERFIELD, IL
EQUITABLE ADVISORS, LLC · DEERFIELD, IL
J.P. MORGAN SECURITIES LLC · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL
EAGLE STRATEGIES LLC · Deerfield, IL
ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL

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