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Lucas David Aubin

Wells Fargo Clearing Services, LLC

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-10
MN RA APPROVED 2025-05-19
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • MN RA
    APPROVED
    Since 2025-05-19

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caissa Wealth Strategies Minneapolis MN 06/2020 01/2024
Mppl Financial Duluth MN 02/2020 03/2020
Dow Jones & Company Minneapolis MN 06/2019 08/2019
Manor Concrete Construction Maple Grove MN 06/2018 08/2018
Ham Lake City Ham Lake MN 06/2017 08/2017
Majestic Oaks Golf Course Ham Lake MN 08/2015 10/2016
Student Andover MN 09/2004 05/2020
Wells Fargo Clearing Services, Llc Minneapolis MN 01/2024 Present
  • 06/2020 → 01/2024
    Caissa Wealth Strategies
    Minneapolis, MN
  • 02/2020 → 03/2020
    Mppl Financial
    Duluth, MN
  • 06/2019 → 08/2019
    Dow Jones & Company
    Minneapolis, MN
  • 06/2018 → 08/2018
    Manor Concrete Construction
    Maple Grove, MN
  • 06/2017 → 08/2017
    Ham Lake City
    Ham Lake, MN
  • 08/2015 → 10/2016
    Majestic Oaks Golf Course
    Ham Lake, MN
  • 09/2004 → 05/2020
    Student
    Andover, MN
  • 01/2024 → Present
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-01
S65 Uniform Investment Adviser Law Examination 2020-08-12
  • S63 Uniform Securities Agent State Law Examination
    2025-07-01
  • S65 Uniform Investment Adviser Law Examination
    2020-08-12
Other Names
  • Lucas David Aubin
  • Lucas Aubin

View on SEC IAPD

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HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
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THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
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