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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-08 |
Branch Locations
1005 Blowing Rock Blvd, Lenoir, NC 28645 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1899 Us Hwy 421, Wilkesboro, NC 28697 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Wilkesboro | NC | 11/2017 | Present |
| Wells Fargo Clearing Services, Llc | Wilkesboro | NC | 02/2020 | 12/2020 |
| Bob Young Appliances | Wilkesboro | NC | 11/2015 | 11/2017 |
| Wells Fargo Clearing Services, Llc | Wilkesboro | NC | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-14 |
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