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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-12
CA RA APPROVED 2021-05-10
  • TX RA
    APPROVED
    Since 2021-05-12
  • CA RA
    APPROVED
    Since 2021-05-10

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 02/2020 Present
Sustinable Landscaping Services Phoenix AZ 10/2014 01/2020
Other Businesses

Name of the business is Ascherl Woodworking. The business is not investment related. The business is in Phoenix, AZ. It is a woodworking business ran out of a garage. I am the sole-proprietor of the company. I have no employees and do not actively look for work- it could probably be classified as a hobby rather than a business. It was set up around October of 2019 with the intention to start an online store. I never end up doing that. I devote some of my free time to it, but all work is usually for personal use and done during the weekend. Zero hours are devoted during trading hours. I do not have any obligated duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-06
  • S66 Uniform Combined State Law Examination
    2021-05-06
Other Names
  • Nick Ascherl
  • Nicholas Ascherl

View on SEC IAPD

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