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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-07
  • CA RA
    APPROVED
    Since 2021-01-07

Branch Locations

2595 W Chandler Blvd,, Chandler, AZ 85224 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2020 Present
Harkins Theaters Chandler AZ 10/2012 01/2020
Chandler Gilbert Community College Chandler AZ 07/2012 05/2017
Other Businesses

I*462610, Entity Type Entity For Profit, Name of OBA: Ritter Krause Address: san tan valley, Arizona, 85140 Investment Related: No Position, Title, Association: Consultant/Independent Contractor, Committee Employee Start Date: 09/30/2020 No Hours: 20 monthly No Hours during trading: 0 Duties: I will be streaming myself playing games and chatting to Twitch.tv. Although I may not receive money I can start earning by viewers donating and possible subs to the channel.I*462735, Entity Type Entity For Profit, Name of OBA: Ritter Krause Address: San Tan Valley, Arizona, 85140 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 09/30/2020 No Hours: 8 monthly No Hours during trading: 0 Duties: I will be doing a youtube channel that revolves around comedy, video games, movies, and pop culture. I will be the only content creator for the channel.I*440210, Entity Type Entity For Profit, Name of OBA: Ritter Krause Address: Santan ValleyArizona85140 Investment Related: no Position, Title, Association: Consultant/Independent Contractor,Committee Employee Start Date: 04/01/2020No Hours: 6 monthly No Hours during trading: 0 Duties:A podcast were 2 friends and I review and discuss movies and television. We are not currently compensated for this role but may be in the future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-06
  • S66 Uniform Combined State Law Examination
    2021-01-06

View on SEC IAPD

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