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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-27
CA RA APPROVED 2021-01-07
  • TX RA
    APPROVED
    Since 2021-01-27
  • CA RA
    APPROVED
    Since 2021-01-07

Branch Locations

1825 E Buckeye Rd, Phoenix, AZ 85034 • United States

16851 N Tatum Blvd, Phoenix, AZ 85032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2020 Present
Northern Arizona Facility Services Flagstaff AZ 02/2019 05/2019
Bank Of America Glendale AZ 06/2019 08/2019
Northern Arizona University Flagstaff AZ 08/2016 12/2019
Eastbay Heating & Air Brentwood CA 05/2017 08/2017
Bank Of America, N.A. Chandler AZ 04/2021 Present
  • 02/2020 → Present
    Chandler, AZ
  • 02/2019 → 05/2019
    Northern Arizona Facility Services
    Flagstaff, AZ
  • 06/2019 → 08/2019
    Bank Of America
    Glendale, AZ
  • 08/2016 → 12/2019
    Northern Arizona University
    Flagstaff, AZ
  • 05/2017 → 08/2017
    Eastbay Heating & Air
    Brentwood, CA
  • 04/2021 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-06
  • S66 Uniform Combined State Law Examination
    2021-01-06

View on SEC IAPD

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