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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-28
  • FL RA
    APPROVED
    Since 2021-06-28

Branch Locations

6710 Professional Parkway Suite 305, Sarasota, FL 34240 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Fairfield IA 02/2020 Present
Cambridge Investment Research Fairfield IA 02/2020 Present
The Villages Operating Company The Villages FL 04/2019 12/2019
Tare Concepts, Inc., Dba Alphagraphics Savannah Savannah GA 07/2008 08/2018
Unemployed The Villages FL 09/2018 03/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2021 Present
  • 02/2020 → Present
    Cambridge Investment Research
    Fairfield, IA
  • 02/2020 → Present
    Cambridge Investment Research
    Fairfield, IA
  • 04/2019 → 12/2019
    The Villages Operating Company
    The Villages, FL
  • 07/2008 → 08/2018
    Tare Concepts, Inc., Dba Alphagraphics Savannah
    Savannah, GA
  • 09/2018 → 03/2019
    Unemployed
    The Villages, FL
  • 06/2021 → Present
    Fairfield, IA
Other Businesses

1) AMY POSCH, 4362 TUSCALOOSA PATH, THE VILLAGE, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/01/20, INV REL, 2 HR/MO- 2/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 06/28/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 2) SMARTPRO FINANCIAL, 4362 Tuscaloosa Path, The Villages FL 32163-4338, United States, 03/2020, Commission & Financial Advisor under SmartPro DBA, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-23
S63 Uniform Securities Agent State Law Examination 2021-03-19
  • S65 Uniform Investment Adviser Law Examination
    2021-06-23
  • S63 Uniform Securities Agent State Law Examination
    2021-03-19
Other Names
  • Amy Posch

View on SEC IAPD

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