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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-28 |
Branch Locations
6710 Professional Parkway Suite 305, Sarasota, FL 34240 • United States
The Villages, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research | Fairfield | IA | 02/2020 | Present |
| Cambridge Investment Research | Fairfield | IA | 02/2020 | Present |
| The Villages Operating Company | The Villages | FL | 04/2019 | 12/2019 |
| Tare Concepts, Inc., Dba Alphagraphics Savannah | Savannah | GA | 07/2008 | 08/2018 |
| Unemployed | The Villages | FL | 09/2018 | 03/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2021 | Present |
1) AMY POSCH, 4362 TUSCALOOSA PATH, THE VILLAGE, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/01/20, INV REL, 2 HR/MO- 2/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 06/28/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 2) SMARTPRO FINANCIAL, 4362 Tuscaloosa Path, The Villages FL 32163-4338, United States, 03/2020, Commission & Financial Advisor under SmartPro DBA, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-19 |
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