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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-02 |
| OH | RA | APPROVED | 2021-02-25 |
Branch Locations
1917 Tiffin Avenue, Findlay, OH 45840 • United States
3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Southern Life | Findlay | OH | 09/2019 | 01/2021 |
| W&S Brokerage Services | Cincinnati | OH | 01/2020 | 01/2021 |
| Warner Automotive | Findlay | OH | 12/2018 | 09/2019 |
| Meijer | Mansfield | OH | 09/2016 | 12/2018 |
| Tractor Supply | Findlay | OH | 04/2015 | 09/2016 |
| Jp Morgan Chase Bank | Findlay | OH | 01/2021 | Present |
| Jp Morgan Securities Llc | Findlay | OH | 01/2021 | Present |
| Wmfd | Mansfield | OH | 07/2017 | 02/2018 |
| Recker Properties | Findlay | OH | 03/2021 | 12/2024 |
| Recker Investments Or Recker Real Estate | Findlay | OH | 03/2021 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 2020-07-03 |
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