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Timothy James Mandel

Mandel Financial Services

Cincinnati, OH

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Current Employers
Mandel Financial Services

431 Ohio Pike Suite 201, Cincinnati, OH 45255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-10
  • OH RA
    APPROVED
    Since 2022-01-10

Branch Locations

431 Ohio Pike Suite 201, Cincinnati, OH 45255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mandel & Associates Cincinnati OH 06/2018 12/2024
Beam Suntory Cleveland OH 09/2017 06/2018
Republic National Distribution Company Cleveland OH 09/2016 08/2017
Mandel Financial Services Cincinnati OH 06/2019 Present
  • 06/2018 → 12/2024
    Mandel & Associates
    Cincinnati, OH
  • 09/2017 → 06/2018
    Beam Suntory
    Cleveland, OH
  • 09/2016 → 08/2017
    Republic National Distribution Company
    Cleveland, OH
  • 06/2019 → Present
    Mandel Financial Services
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-12
  • S65 Uniform Investment Adviser Law Examination
    2021-11-12

View on SEC IAPD

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JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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