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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-02
CA RA APPROVED 2020-05-07
  • TX RA
    APPROVED
    Since 2022-03-02
  • CA RA
    APPROVED
    Since 2020-05-07

Branch Locations

3350 E. Birch Street Suite 208-A, Brea, CA 92821 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Brea CA 01/2020 Present
Wfgia Brea CA 12/2012 Present
Monarch Llc Dba Monarch Pharmacy Glendora CA 11/2015 07/2024
Marquez Benefit Group Llc Phoenix AZ 04/2021 Present
Lspn Pro Llc Lindon UT 09/2023 Present
Inland Empire Pharmacists Association Chino Hills CA 04/2024 Present
Walgreens Moreno Valley CA 12/2024 Present
Inheritguard, Llc Sheridan WY 08/2024 Present
  • 01/2020 → Present
    Transamerica Financial Advisors, Inc
    Brea, CA
  • 12/2012 → Present
    Wfgia
    Brea, CA
  • 11/2015 → 07/2024
    Monarch Llc Dba Monarch Pharmacy
    Glendora, CA
  • 04/2021 → Present
    Marquez Benefit Group Llc
    Phoenix, AZ
  • 09/2023 → Present
    Lspn Pro Llc
    Lindon, UT
  • 04/2024 → Present
    Inland Empire Pharmacists Association
    Chino Hills, CA
  • 12/2024 → Present
    Walgreens
    Moreno Valley, CA
  • 08/2024 → Present
    Inheritguard, Llc
    Sheridan, WY
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." MARQUEZ BENEFIT GROUP LLC / INVESTMENT RELATED: NO / 8601 N BLACK CANYON HWY SUITE 209, PHOENIX AZ 85021 / HOURS PER MONTH: 20 / HOURS DURING SECURITIES TRADING HOURS: 1 / BROKER: REFERRING POTENTIAL CLIENTS TO COMPANY / APPROVED WITH RESTRICTIONS LSPN PRO LLC POSITION: Agent NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2023 ADDRESS: 100 N. STATE STREET, STE B, LINDON UT 84042, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS. INLAND EMPIRE PHARMACISTS ASSOCIATION \ POSITION: Treasurer NATURE: Nonprofit local association affiliate of the California Pharmacists Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2024 ADDRESS: 4195 Chino Hills Parkway, #1057, Chino Hills CA 91709 \ DESCRIPTION: The Treasurer shall have custody of all funds and securities of IEPhA for which he/she will be personally responsible. The Treasurer shall issue checks in payment of bills upon direction of the Board of Directors. INHERITGUARD, LLC POSITION: Referral Agent NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2024 ADDRESS: 30 N Gould Street, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS. WALGREENS POSITION: Pharmacist NATURE: Retail/Healthcare INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2024 ADDRESS: 25011 Alessandro Blvd, Moreno Valley CA 92553, United States DESCRIPTION: Pharmacist duties including dispensing medications, counseling patients on proper use and safety, managing pharmacy inventory, supervising staff, and ensuring compliance with all regulatory requirements.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-05-22
S65 Uniform Investment Adviser Law Examination 2020-05-07
  • S63 Uniform Securities Agent State Law Examination
    2020-05-22
  • S65 Uniform Investment Adviser Law Examination
    2020-05-07
Other Names
  • Eric Sean Sirichaitavin

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