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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-04-13 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 01/2020 | 02/2022 |
| J.P. Morgan Securities Llc | Chicago | IL | 01/2020 | 02/2022 |
| Adrenaline Fundraising | Milwaukee | WI | 12/2018 | 12/2019 |
| Central Steel & Wire Co | Chicago | IL | 04/2018 | 08/2018 |
| Pittsbugh Pirates | Pittsburgh | PA | 06/2015 | 03/2018 |
| University Of Illinois At Urbana | Champaign | IL | 08/2012 | 05/2019 |
| Hinsdale Devils Baseball Club | Hinsdale | IL | 06/2020 | 08/2020 |
| First Trust Portfolios L.P. | Wheaton | IL | 02/2022 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 02/2022 | Present |
OTHER BUSINESS NAME: FRONT & OAK LLC. LOCATION: WHEATON, IL. NATURE OF BUSINESS: RESTAURANT. POSITION OR TITLE: INVESTOR. RESPONSIBILITIES: INVESTOR. START DATE: JUN 3, 2024, INVESTMENT-RELATED: YES. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-06 |
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