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Richard Edmund Shore

Robert W. Baird & Co. Incorporated

Winston-Salem, NC

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-04
TX RA APPROVED_RES 2023-07-13
NC RA APPROVED 2020-05-11
  • FL RA
    APPROVED
    Since 2023-08-04
  • TX RA
    APPROVED_RES
    Since 2023-07-13
  • NC RA
    APPROVED
    Since 2020-05-11

Branch Locations

751 West 4Th Street, Suite 320, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aladdin Travel/Direct Travel Winston-Salem NC 09/2016 12/2019
Thomas, Judy & Tucker, Pa Raleigh NC 09/2013 09/2016
Baird Winston-Salem NC 01/2020 Present
  • 09/2016 → 12/2019
    Aladdin Travel/Direct Travel
    Winston-Salem, NC
  • 09/2013 → 09/2016
    Thomas, Judy & Tucker, Pa
    Raleigh, NC
  • 01/2020 → Present
    Baird
    Winston-Salem, NC
Other Businesses

Name/Description: Rental of 412 Watson Street (former primary residence) Address: 412 Watson Street, Raleigh, NC 27601 Nature of Business: Rental property Relationship with Business: Co-owner with spouse Start Date: 12/2016 Hours per month: 1 to 2 hours Hours per month during security trading hours: 0 hours Duties: Complete management of property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-08
  • S66 Uniform Combined State Law Examination
    2020-05-08
Other Names
  • Richard E Shore Iii

View on SEC IAPD

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Other Investors

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KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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