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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-14 |
| TX | RA | APPROVED | 2020-07-10 |
| IA | RA | APPROVED | 2020-06-08 |
Branch Locations
302 Jones Street Suite 210, Sioux City, IA 51101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Milwaukee | WI | 01/2020 | Present |
| Self Employed | Sioux City | IA | 09/2015 | 01/2020 |
Woodbury County Sheriff's Office 407 7th St Sioux City, IA 51101 This is a county government agency My title and role is Reserve Deputy Sheriff since 11-1-2018 I am asked but not required to serve 9 hours a month with ZERO time during securities trading hours. I am a volunteer Reserve Deputy for the Woodbury County Sheriffs Office. I am a sworn law enforcement officer for the county. My activities include community outreach, security for community events and concerts as well as law enforcement patrol with and without full time certified deputies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-06 |
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