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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-07-07
  • MI RA
    APPROVED
    Since 2020-07-07

Branch Locations

2119 Hamilton Rd, Okemos, MI 48864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Bank Ionia MI 02/2015 02/2020
Cetera Investment Services Llc St Cloud MN 02/2020 Present
Independent Bank Okemos MI 02/2020 Present
Cetera Investment Advisers Llc Okemos MI 07/2020 Present
  • 02/2015 → 02/2020
    Independent Bank
    Ionia, MI
  • 02/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2020 → Present
    Independent Bank
    Okemos, MI
  • 07/2020 → Present
    Okemos, MI
Other Businesses

1.) CROSSROADS CHURCH OF THE UNITED BRETHREN IN CHRIST, TREASURER, DOES NOT HAVE CHECK WRITING PRIVILEGES, RESIDENT AGENT, ANNUALLY FILING NECESSARY PAPERWORK WITH THE STATE 2.) VICE PRESIDENT OF CHARLOTTE ORIOLES BAND BOOSTERS; COORDINATE SPECIAL EVENTS FOR STUDENTS; 1 HR PER WEEK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-07
  • S66 Uniform Combined State Law Examination
    2020-07-07
Other Names
  • Calton Mari
  • Calton Shea Mari

View on SEC IAPD

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