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Matthew Ferris

Wells Fargo Clearing Services, LLC

Appleton, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-02
WI RA APPROVED 2020-05-15
  • TX RA
    APPROVED
    Since 2021-02-02
  • WI RA
    APPROVED
    Since 2020-05-15

Branch Locations

1270 Westhill Blvd Ste A, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Appleton WI 01/2020 Present
University Of Wisconsin-Madison Madison WI 06/2014 05/2018
Altria Madison WI 06/2017 08/2017
Aldi Inc. Milwaukee WI 06/2018 08/2019
Bank Of America Minneapolis MN 08/2019 01/2020
  • 01/2020 → Present
    Wells Fargo Clearing Services, Llc
    Appleton, WI
  • 06/2014 → 05/2018
    University Of Wisconsin-Madison
    Madison, WI
  • 06/2017 → 08/2017
    Altria
    Madison, WI
  • 06/2018 → 08/2019
    Aldi Inc.
    Milwaukee, WI
  • 08/2019 → 01/2020
    Bank Of America
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-15
  • S66 Uniform Combined State Law Examination
    2020-05-15

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
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