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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-10-11 |
| ND | RA | APPROVED | 2024-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizen State Bank | Cooperstown | ND | 05/2013 | Present |
| Investment Centers Of America | Cooperstown | ND | 07/2013 | Present |
| Lpl Financial Llc | Northwood | ND | 11/2017 | 11/2021 |
| American Portfolios Financial Services Inc. | Holbrook | NY | 11/2021 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
1. COOPERSTOWN MEDICAL CENTER FOUNDATION POSITION: board member NATURE: 501c3 non profit orgazination INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2013 ADDRESS: 1200 Robets Avenue NE, Cooperstown ND 58425, United States DESCRIPTION: I sit on the board for the foundation who's mission is to support the hospital, clinic, and care center. 2. Bravera Bank- 11/29/2017 -Not Investment Related - At Reported Business Location(s) - NOTARY PUBLIC - NOTARY - Start Date 5/2013 - 1 Hours Per Month - Time Spent 1%. 3. BRAVERA BANK POSITION: loan officer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/13/2013 ADDRESS: 918 Burrel Avenue SE, Cooperstown ND 58425, United States DESCRIPTION: I am a AG and Commercial loan officer for Bravera bank. 4. BRAVERA PLANNING & INVESTING POSITION: fixed insurance NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 11/15/2021 ADDRESS: 918 Burrel Avenue SE, Cooperstown ND 58425, United States DESCRIPTION: DBA/Marketing name for fixed insurance 5. STEELE TRAIL MUTUAL INSURANCE POSITION: board member NATURE: local mutual home insurance agency INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 205 Central Ave, Finley ND 58230, United States DESCRIPTION: board member for a local home and farm insurance mutual company 6. GRIGGS COUNTY CENTRAL POSITION: coach NATURE: JR High Football coach INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 1207 Foster Ave, Cooperstown ND 58425, United States DESCRIPTION: I coach Junior High and JV football. 7. COOPERSTOWN CEMETERY ASSOCIATION POSITION: labor NATURE: Caretaker at cemetery grounds on some weekends. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 804 HOBART AVE NW, COOPERSTOWN ND 58425, United States DESCRIPTION: Mowing lawn
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-18 |
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