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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2017-10-16 |
Branch Locations
802 Burrel Ave Sw, Cooperston, ND 58425 • United States
6 8Th Street S, New Rockford, ND 58356 • United States
400 2Nd Ave Sw, Jamestown, ND 58401 • United States
5650 37Th Avenue S, Fargo, ND 58104 • United States
484 Main Street, Carrington, ND 58421 • United States
430 W Main St, Valley City, ND 58072 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Forward | Cooperstown | ND | 12/1992 | Present |
| Investment Centers Of America | Valley City | ND | 02/2007 | 10/2017 |
| Commonwealth Financial Network | Waltham | MA | 10/2017 | Present |
1.Fixed insurance sales; Located at 430 West Main Street, Valley City, ND 58072, as of 09/18/2017; Approximately 25% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. 25% owner and treasurer of Valley Auto Body & Storage, Located at 755 15th Ave SW, Valley City, ND 58072, as of 09/18/17 Approximately 1% time spent during securities trading hours per month; Not conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-25 |
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