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Marc Howard

Ubs Financial Services Inc.

Mt. Pleasant, SC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-06-16
SC RA APPROVED 2020-05-13
  • PA RA
    APPROVED
    Since 2022-06-16
  • SC RA
    APPROVED
    Since 2020-05-13

Branch Locations

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charleston SC 01/2020 Present
Wells Fargo Private Bank Charleston SC 02/2018 01/2020
Wells Fargo Private Bank Philadelphia PA 11/2016 02/2018
Bny Mellon Wealth Management Philadelphia PA 09/2014 11/2016
  • 01/2020 → Present
    Ubs Financial Services Inc.
    Charleston, SC
  • 02/2018 → 01/2020
    Wells Fargo Private Bank
    Charleston, SC
  • 11/2016 → 02/2018
    Wells Fargo Private Bank
    Philadelphia, PA
  • 09/2014 → 11/2016
    Bny Mellon Wealth Management
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-13
  • S66 Uniform Combined State Law Examination
    2020-05-13

View on SEC IAPD

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