John Cao

Current Employers

Employment History

• 08/2016 → 02/2017
  Tengoku Ramen Bar/Kaizen Dining Group
  Arcadia, CA
• 01/2017 → 05/2019
  Jpmorgan Chase Bank, N.A.
  Monterey Park, CA
• 05/2019 → 02/2020
  Unemployed
  Temple City, CA
• 02/2020 → 06/2020
  Axa Advisors Llc
  Los Angeles, CA
• 06/2016 → 01/2017
  Linus Chong Dds Ms
  San Marino, CA
• 02/2020 → 10/2020
  Equitable Advisors, Llc
  New York, NY
• 03/2021 → 11/2022
  Modern Woodmen Of America/Mwa
  Rock Island, IL
• 05/2021 → 11/2022
  Mwa Financial Services Inc
  Rock Island, IL
• 10/2020 → 03/2021
  Unemployed
  Temple City, CA
• 11/2022 → 04/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Altadena, CA
• 11/2022 → 04/2025
  Bank Of America N.A.
  Altadena, CA
• 04/2025 → Present
  J.P. Morgan Securities Llc
  West Covina, CA
• 04/2025 → Present
  Jpmorgan Chase Bank, N.A.
  West Covina, CA
• 02/2020 → 10/2020
  Equitable Financial Life Ins
  New York, NY
• 06/2008 → Present
  John Cao
  Temple City, CA

Previous Registrations

• 2023-01-31 → 2025-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Altadena, CA
  New York, NY
  Los Angeles, CA
  Pasadena, CA

Other Businesses

Entity Name: John Cao Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 06/01/2008 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the sole owner and I do not have a corporation established. I resell clothing, tickets, cards online. It is not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-20
• S63 Uniform Securities Agent State Law Examination
  2021-10-09