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Adam Obrien

Wells Fargo Advisors Financial Network, LLC

Westerville, OH

St. Louis, MO

Wells Fargo Clearing Services, LLC

St. Louis, MO

Westerville, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-04
  • OH RA
    APPROVED
    Since 2026-03-04

Branch Locations

380 Polaris Pkwy, Westerville, OH 43082 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-27
  • OH RA
    APPROVED
    Since 2026-02-27

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

380 Polaris Pkwy Ste 250, Westerville, OH 43082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Incapital Llc Boca Raton FL 01/2020 10/2023
Quicken Loans Cleveland OH 06/2018 05/2019
Ohio Wesleyan University Delaware OH 08/2014 05/2018
Unemployed Cleveland OH 06/2019 01/2020
Pacer Financial, Inc. Malvern PA 11/2023 01/2026
Wells Fargo Clearing Services, Llc Westerville OH 01/2026 Present
  • 01/2020 → 10/2023
    Incapital Llc
    Boca Raton, FL
  • 06/2018 → 05/2019
    Quicken Loans
    Cleveland, OH
  • 08/2014 → 05/2018
    Ohio Wesleyan University
    Delaware, OH
  • 06/2019 → 01/2020
    Unemployed
    Cleveland, OH
  • 11/2023 → 01/2026
    Pacer Financial, Inc.
    Malvern, PA
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Westerville, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-27
S63 Uniform Securities Agent State Law Examination 2020-05-07
  • S65 Uniform Investment Adviser Law Examination
    2026-02-27
  • S63 Uniform Securities Agent State Law Examination
    2020-05-07
Other Names
  • Adam Michael O'BRien

View on SEC IAPD

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ARSENEAU FINANCIAL
ELEVATION FINANCIAL PARTNERS, LLC
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
PRIVATE ADVISOR GROUP, LLC
KEY INVESTMENT SERVICES LLC

Other Investors

JANET LEA GABEL
WILLIAM MITCHELL GARNER
SHAWN MICHAEL ARSENEAU
Deana Christine Arseneau
John Holden McKewen
ALLEN LEE WEAVER
Sathaporn Sathaporn Nguapha
DANIEL PATRICK MILLER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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