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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-09 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
90 Crystal Run Road Suite 101, Middletown, NY 10941 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Onemain Financial | Middletown | NY | 11/2016 | 01/2020 |
| Tory Burch At Woodbury Commons | Central Valley | NY | 07/2016 | 11/2016 |
| Kestra Investment Services, Llc | Middletown | NY | 01/2020 | Present |
| Kestra Private Wealth Services, Llc | Middletown | NY | 01/2020 | Present |
Business Name: MUNDI FINANCIAL POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 01/21/2020 ADDRESS: 90 Crystal Run Rd, Middletown NY 10940, United States DESCRIPTION: Servicing clients with their accounts, obtaining proper client relationship management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-02 |
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