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Thomas Alexander Wendler

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-12-16
TX RA APPROVED 2020-09-17
  • AR RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED
    Since 2020-09-17

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valspar Germantown WI 08/2016 09/2016
Uw-Milwaukee Milwaukee WI 09/2016 05/2020
Gehl's Food Germantown WI 10/2016 09/2018
Associated Bank Green Bay WI 05/2019 08/2019
Unemployed Hartford WI 09/2019 12/2019
Stephens Inc. Little Rock AR 01/2020 Present
  • 08/2016 → 09/2016
    Valspar
    Germantown, WI
  • 09/2016 → 05/2020
    Uw-Milwaukee
    Milwaukee, WI
  • 10/2016 → 09/2018
    Gehl's Food
    Germantown, WI
  • 05/2019 → 08/2019
    Associated Bank
    Green Bay, WI
  • 09/2019 → 12/2019
    Unemployed
    Hartford, WI
  • 01/2020 → Present
    Stephens Inc.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08
Other Names
  • Thomas Wendler

View on SEC IAPD

Other Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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