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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-17 |
| OR | RA | APPROVED | 2020-08-27 |
Branch Locations
308 Sw 1St Ave Ste 402, Portland, OR 97204 • United States
1393 Meridian Drive #2, Woodburn, OR 97071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vagabond Vans Llc | Portland | OR | 05/2013 | Present |
| Lpl Financial Llc | Woodburn | OR | 01/2020 | Present |
1)03/16/2020 - Legacy Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 03/2020 2)03/16/2020 - Vagabond Vans LLC - Owner of a Camper-van rental - inv rel - Portland, OR - start: 2013 - 15/20 hr/mth 3)03/16/2020 - Real Estate Rental - owner, 2 properties - inv rel - Portland, OR - start: 2012/2015 - 3 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-26 |
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