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Current Employers
Cadence Wealth Management, Llc

1420 5Th Avenue, #2200, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-02-29
WA RA APPROVED 2011-08-30
  • AZ RA
    APPROVED
    Since 2024-02-29
  • WA RA
    APPROVED
    Since 2011-08-30

Branch Locations

1420 5Th Ave, #2200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadence Wealth Management, Llc Seattle WA 07/2011 Present
Previous Registrations
  • 2010-04-06 → 2011-08-31
    Kibble & Prentice Holding Company
    Seattle, WA
  • 2006-09-04 → 2010-03-22
    Ra Bench, Inc
    Seattle, WA
  • 2004-05-28 → 2005-07-12
    Oakland, CA
  • 2001-01-16 → 2004-06-09
    Ws Griffith Securities, Inc.
    Walnut Creek, CA
Other Businesses

I AM THE LEAD GUITARIST AND SINGER FOR A ROCK BAND CALLED GOLDBAR. THIS IS A NON-INVESTMENT RELATED ACTIVITY. THE BAND COMMENCED IN 2006. THE LOCATION OF OUR REHEARSAL STUDIO WHICH IS OUR BUSINESS ADDRESS IS 632 NW 46th ST, Seattle, WA 98107. I DEVOTE APPROXIMATELY 4 HOURS PER MONTH TO THIS ACTIVITY AND NONE OF THESE HOURS OCCUR DURING THE BUSINESS DAY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-09
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S66 Uniform Combined State Law Examination
    2000-10-09
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05
Designations
Other Names
  • Richard Karel Malovany
  • Richard Karel Malovany
  • Richard Karel Eagan
  • Richard Egan
  • Richard Egan Vonrotberg
  • Richard Karel Egan

View on SEC IAPD

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