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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-03-20 |
| TX | RA | APPROVED | 2023-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2020 | 03/2023 |
| Altice | Bethpage | NY | 10/2014 | 01/2020 |
| Fed Ex Ground | Holbrook | NY | 09/2019 | 01/2020 |
| Cablevision | Hicksville | NY | 10/2014 | 01/2020 |
| Bank Of America, N.A. | New York | NY | 01/2020 | 03/2023 |
| J.P. Morgan Securities Llc | New Hyde Park | NY | 03/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New Hyde Park | NY | 03/2023 | Present |
| Gsh Capital Holdings | Medford | NY | 12/2022 | 08/2023 |
| Happyplay Haven | Medford | NY | 08/2023 | Present |
Entity Name: HappyPlay Haven Investment related: No Address: Medford, NY 11763 Nature of the other business: Softplay Rental Company Position/Title/Relationship: Owner/Partner Start Date: 08/07/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am 1/2 owner of this business. It is a Soft play rental company for children aged 0-5. My only responsibilities are to occasionally set up equipment and then remove equipment whenever my wife's employees are unavailable.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-25 |
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