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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-23
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-06-23
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1201 Pacific Ave 11Th Fl [Xq-Rbo], Tacoma, WA 98402 • United States

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

10225 Gravelly Lake Dr Sw, Lakewood, WA 98499 • United States

431 39Th Ave Sw, Puyallup, WA 98373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Gig Harbor WA 12/2006 Present
Wells Fargo Advisors Llc Gig Harbor WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Gig Harbor WA 11/2016 Present
  • 12/2006 → Present
    Wells Fargo Bank, N.A.
    Gig Harbor, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Gig Harbor, WA
  • 11/2016 → Present
    Gig Harbor, WA
Previous Registrations
  • 2008-02-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Gig Harbor, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-01
S63 Uniform Securities Agent State Law Examination 2005-02-18
  • S66 Uniform Combined State Law Examination
    2008-02-01
  • S63 Uniform Securities Agent State Law Examination
    2005-02-18
Other Names
  • Gabe Andrews

View on SEC IAPD

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