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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-11-05
MD RA APPROVED 2024-10-08
  • DC RA
    APPROVED
    Since 2024-11-05
  • MD RA
    APPROVED
    Since 2024-10-08

Branch Locations

1401 I Street N.W., Suite 110 Ms: Dc019, Washington, DC 20005 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Washington DC 08/2016 09/2024
Hsbc Securities (Usa) Inc. Washington DC 07/2015 09/2024
Citizens Securities, Inc. Washington DC 10/2024 Present
Previous Registrations
  • 2020-10-23 → 2024-10-09
    Washington, DC
    Washington, DC
    Rockville, MD
    New York, NY
    New York, NY
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Tysons, VA
    Miami, FL
Other Businesses

HOYAS UNLIMITED UNIVERSITY ATHLETICS ALUMNI ASSOCIATION (GEORGETOWN)3700 O STREET NW WASHINGTONDC 20057 OTHER UNIVERSITY ATHLETICS ALUMNI ASSOCIATION ALUMNI AND FORMER VARSITY SOCCER PLAYER FOR GEORGETOWN UNIVERSITY.NO PRIVATE POSITION TITLE: MEMBER, BOARD OF DIRECTORS HOYAS UNLIMITED GENERAL STATEMENT OF DUTIES: AS AN ELECTED, APPOINTED, OR EMERITUS MEMBER OF THE BOARD OF HOYAS UNLIMITED, YOU HAVE THE HONOR AND RESPONSIBILITY OF REPRESENTING ALL SUPPORTERS OF GEORGETOWN ATHLETICS. THIS DIVERSE POPULATION OF GEORGETOWN UNIVERSITY ALUMNI, PARENTS OF SCHOLAR-ATHLETES, AND FANS OF GEORGETOWN'S NUMEROUS INTERCOLLEGIATE SPORTS REQUIRES THAT YOU KEEP A GLOBAL PERSPECTIVE ON BEHALF OF ALL SUPPORTERS WHILE BRINGING YOUR OWN PARTICULAR EXPERTISE AND PERSPECTIVE TO THE WORK OF THE COMMITTEES AND OF THE FULL BOARD. DUTIES AND RESPONSIBILITIES: ? ATTEND AT LEAST ONE BOARD MEETING PER FISCAL YEAR. ? PARTICIPATE IN COMMITTEES AS ASSIGNED. ? MAKE A FINANCIAL CONTRIBUTION TO GEORGETOWN UNIVERSITY ATHLETICS IN EACH FISCAL YEAR (JULY 1 TO JUNE 30) YOU SERVE ON THE BOARD. GIFTS MAY BE MADE TO ANY DIVISION OF GEORGETOWN ATHLETICS, INCLUDING BUT NOT LIMITED TO THE ATHLETICS EXCELLENCE FUND OR ONE OF THE DEPARTMENTS 29 VARSITY PROGRAMS. GIFTS MAY BE ANNUAL FUND GIFTS (I.E. CURRENT-USE DOLLARS) OR MAJOR GIFTS (I.E. GIFTS TO FACILITIES OR SCHOLARSHIPS). AS A VOLUNTEER LEADER, YOUR LEVEL OF PARTICIPATION IS EXPECTED TO BE AT LEAST $500 PER FISCAL YEAR FOR VOTING DIRECTORS AND $2,500 FOR EMERITUS DIRECTORS. HOWEVER, BOARD MEMBERS WHO HAVE RECEIVED A DEGREE FROM A GEORGETOWN UNDERGRADUATE PROGRAM WITHIN THE LAST 5 YEARS ARE EXPECTED TO MAKE A CONTRIBUTION OF AT LEAST $100 PER FISCAL YEAR. AS A LEADER, YOUR GIFT MUST BE MADE WITHIN THE FIRST THREE MONTHS (JULY, AUGUST OR SEPTEMBER) OF EACH FISCAL YEAR. ? CULTIVATE NEW LEADERSHIP THROUGH YOUR EFFORTS ON BEHALF OF THE BOARD OF HOYAS UNLIMITED. ? CULTIVATE NEW AND EXISTING DONORS TO GEORGETOWN ATHLETICS WHO ARE EITHER FIRST-TIME DONORS OR THOSE WHO HAVE THE CAPACITY TO INCREASE THEIR GIVING. ? ENCOURAGED TO OFFER NOMINATIONS FOR AWARDS CONSIDERATION. ? SIGN THE GEORGETOWN UNIVERSITY ATHLETICS CONFIDENTIALITY STATEMENT. CONFIDENTIAL INFORMATION PERTAINING TO PARENTS, ALUMNI AND/OR OTHER DONORS SHALL BE SCRUPULOUSLY PROTECTED SO THAT THE RELATIONSHIP OF TRUST BETWEEN DONOR AND THE GEORGETOWN UNIVERSITY ATHLETIC DEPARTMENT AND THE PRIVACY OF THE INDIVIDUAL IS UPHELD. ? UNDERSTAND AND ADHERE TO ALL NCAA COMPLIANCE RULES. ? SIGN AND ADHERE TO ALL NECESSARY POLICIES AND BYLAW REQUIREMENTS.NOTWO HOURSYES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-16
S63 Uniform Securities Agent State Law Examination 2005-01-21
  • S66 Uniform Combined State Law Examination
    2020-10-16
  • S63 Uniform Securities Agent State Law Examination
    2005-01-21
Designations

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