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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-25
FL RA APPROVED 2016-07-12
TX RA APPROVED 2007-05-09
  • NC RA
    APPROVED
    Since 2021-02-25
  • FL RA
    APPROVED
    Since 2016-07-12
  • TX RA
    APPROVED
    Since 2007-05-09

Branch Locations

249 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Houston TX 04/2007 Present
  • 04/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Houston, TX
Previous Registrations
Other Businesses

I*119777 For profit or not for profit: For-Profit Organization Name of outside business organization: Mustard Seed Cre8tions, LLC Investment related: N Address of business: Boynton Beach, Florida 33473 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/7/2019 Number of hours devoted: 150 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Creating and selling home décor, art, clothing, pet accessories, health and beauty products .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-16
  • S66 Uniform Combined State Law Examination
    2005-04-16
Other Names
  • Melody Earlene Hampton
  • Melody Sills

View on SEC IAPD

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