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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-03-17
TX RA APPROVED_RES 2023-01-26
  • NH RA
    APPROVED
    Since 2023-03-17
  • TX RA
    APPROVED_RES
    Since 2023-01-26

Branch Locations

213 Daniel Webster Hwy, Nashua, NH 03060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
University Of New Hampshire Durham NH 09/2014 05/2017
Chunkys Cinema Pub Manchester NH 06/2014 01/2020
Ashley Furniture Industries Nashua NH 09/2017 01/2018
Conway Technology Group Nashua NH 01/2018 12/2019
Fidelity Brokerage Services Llc Merrimack NH 01/2020 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 08/2022 Present
Bank Of America, N.A. Manchester NH 02/2023 Present
  • 09/2014 → 05/2017
    University Of New Hampshire
    Durham, NH
  • 06/2014 → 01/2020
    Chunkys Cinema Pub
    Manchester, NH
  • 09/2017 → 01/2018
    Ashley Furniture Industries
    Nashua, NH
  • 01/2018 → 12/2019
    Conway Technology Group
    Nashua, NH
  • 01/2020 → 06/2022
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 08/2022 → Present
    Manchester, NH
  • 02/2023 → Present
    Bank Of America, N.A.
    Manchester, NH
Previous Registrations
  • 2020-11-24 → 2022-07-28
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
Other Businesses

Chunky's Cinema Pub, This business is non-investment-related, 707 Huse Road Manchester NH 03103, Waitstaff, started 06/2014, average of 60 hours a month none of which are during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-16
  • S66 Uniform Combined State Law Examination
    2020-11-16
Other Names
  • Jake Robert Mcpherson
  • Jake Mcpherson

View on SEC IAPD

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