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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-14
UT RA APPROVED 2022-01-12
  • TX RA
    APPROVED
    Since 2022-01-14
  • UT RA
    APPROVED
    Since 2022-01-12

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 01/2020 11/2021
Unemployed Salt Lake City UT 08/2018 01/2020
American Greetings Ramstein 10/2017 07/2018
Unempolyed Hauptstuhl 01/2017 10/2017
Kaiserslutern Landstuhl Spouses Association Kaiserslautern 10/2012 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 11/2021 Present
University Of Oklahoma Norman OK 09/2014 08/2017
  • 01/2020 → 11/2021
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 08/2018 → 01/2020
    Unemployed
    Salt Lake City, UT
  • 10/2017 → 07/2018
    American Greetings
    Ramstein
  • 01/2017 → 10/2017
    Unempolyed
    Hauptstuhl
  • 10/2012 → 01/2017
    Kaiserslutern Landstuhl Spouses Association
    Kaiserslautern
  • 11/2021 → Present
    Salt Lake City, UT
  • 09/2014 → 08/2017
    University Of Oklahoma
    Norman, OK
Previous Registrations
  • 2020-12-01 → 2021-12-10
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
S63 Uniform Securities Agent State Law Examination 2020-07-13
  • S66 Uniform Combined State Law Examination
    2020-11-25
  • S63 Uniform Securities Agent State Law Examination
    2020-07-13
Other Names
  • Cynthia Louise Howard
  • Cindy Louise Burt
  • Cindy Louise Howard
  • Cynthia Louise Burt
  • Cynthia Burt

View on SEC IAPD

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