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Gianna Ruffino

Ubs Financial Services Inc.

Washington, DC

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-10-26
  • DC RA
    APPROVED
    Since 2022-10-26

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mondo Middletown CT 05/2016 08/2018
Parisian Day Spa Cromwell CT 06/2018 08/2018
Body Bronze, Dc Washington DC 01/2019 03/2020
Boston Children's Hospital Boston MA 06/2019 08/2019
Ubs Financial Services Washington DC 02/2020 03/2020
Virtual Service Operations Middletown CT 09/2020 11/2020
Ubs Financial Services Washington DC 12/2020 12/2021
Ubs Financial Services Washington DC 12/2021 Present
Catholic University Washington DC 08/2019 01/2020
Catholic University Middletown CT 03/2020 09/2020
Catholic University Washington DC 08/2018 06/2019
  • 05/2016 → 08/2018
    Mondo
    Middletown, CT
  • 06/2018 → 08/2018
    Parisian Day Spa
    Cromwell, CT
  • 01/2019 → 03/2020
    Body Bronze, Dc
    Washington, DC
  • 06/2019 → 08/2019
    Boston Children's Hospital
    Boston, MA
  • 02/2020 → 03/2020
    Ubs Financial Services
    Washington, DC
  • 09/2020 → 11/2020
    Virtual Service Operations
    Middletown, CT
  • 12/2020 → 12/2021
    Ubs Financial Services
    Washington, DC
  • 12/2021 → Present
    Ubs Financial Services
    Washington, DC
  • 08/2019 → 01/2020
    Catholic University
    Washington, DC
  • 03/2020 → 09/2020
    Catholic University
    Middletown, CT
  • 08/2018 → 06/2019
    Catholic University
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-31
  • S66 Uniform Combined State Law Examination
    2022-08-31
Other Names
  • Gianna Marie Ruffino

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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