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Houston Wayne Franklin

Charles Schwab & Co., Inc.

Germantown, TN

Little Rock, AR

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-08-16
  • AR RA
    APPROVED
    Since 2022-08-16

Branch Locations

7926 Wolf River Boulevard, Germantown, TN 38138-1725 • United States

650 S. Shackleford Road Suite 140, Little Rock, AR 72211-3560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Bank Shawnee OK 08/2017 01/2020
Oklahoma Baptist University Shawnee OK 08/2015 05/2017
Arvest Wealth Management Shawnee OK 01/2020 01/2021
Jpmorgan Chase Bank, N.A. Oklahoma OK 08/2021 06/2022
J.P. Morgan Securities Llc Oklahoma OK 08/2021 06/2022
The Assurance Group Oklahoma City OK 03/2021 07/2021
Oklahoma Baptist University Oklahoma City OK 08/2013 05/2017
Unemployed Watts OK 06/2017 01/2020
Charles Schwab & Co., Inc. Little Rock AR 07/2022 Present
Charles Schwab Bank, Ssb Little Rock AR 07/2022 Present
Arvest Wealth Management Shawnee OK 01/2021 03/2021
Td Ameritrade Inc. Little Rock AR 02/2023 06/2024
  • 08/2017 → 01/2020
    Arvest Bank
    Shawnee, OK
  • 08/2015 → 05/2017
    Oklahoma Baptist University
    Shawnee, OK
  • 01/2020 → 01/2021
    Arvest Wealth Management
    Shawnee, OK
  • 08/2021 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Oklahoma, OK
  • 08/2021 → 06/2022
    J.P. Morgan Securities Llc
    Oklahoma, OK
  • 03/2021 → 07/2021
    The Assurance Group
    Oklahoma City, OK
  • 08/2013 → 05/2017
    Oklahoma Baptist University
    Oklahoma City, OK
  • 06/2017 → 01/2020
    Unemployed
    Watts, OK
  • 07/2022 → Present
    Charles Schwab & Co., Inc.
    Little Rock, AR
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Little Rock, AR
  • 01/2021 → 03/2021
    Arvest Wealth Management
    Shawnee, OK
  • 02/2023 → 06/2024
    Td Ameritrade Inc.
    Little Rock, AR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-28
  • S66 Uniform Combined State Law Examination
    2020-10-28
Other Names
  • Houston W Franklin

View on SEC IAPD

Other Firms

CENTAURUS FINANCIAL, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NEW SOUTHERN ADVISORY SERVICES
STUDDARD FINANCIAL, LLC
SOWELL MANAGEMENT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BROOKSTONE WEALTH ADVISORS, LLC
LPL FINANCIAL LLC

Other Investors

Christopher Chea Stewart
GEORGE REYNOLDS HOWARD
JAMES EDWARD STEIGER
JEROME FRANKLIN
JERRY MCEWEN
IVAN JUAN RODRIGUEZ
BYRON LEE STUDDARD
William Brian Raiteri

Other Offices

CENTAURUS FINANCIAL, INC. · Germantown, TN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GERMANTOWN, TN
NEW SOUTHERN ADVISORY SERVICES · GERMANTOWN, TN
STUDDARD FINANCIAL, LLC · GERMANTOWN, TN
SOWELL MANAGEMENT · Germantown, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · GERMANTOWN, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Germantown, TN
BROOKSTONE WEALTH ADVISORS, LLC · Germantown, TN

More in Germantown, TN

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