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James Sutter

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-12-14
  • MO RA
    APPROVED
    Since 2021-12-14

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St Louis MO 03/2021 Present
Wells Fargo Clearing Services St Louis MO 01/2020 03/2021
United States Army Fort Hood TX 05/2018 12/2019
United States Army Fort Lee VA 11/2015 05/2018
  • 03/2021 → Present
    Wells Fargo Clearing Services
    St Louis, MO
  • 01/2020 → 03/2021
    Wells Fargo Clearing Services
    St Louis, MO
  • 05/2018 → 12/2019
    United States Army
    Fort Hood, TX
  • 11/2015 → 05/2018
    United States Army
    Fort Lee, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-14
  • S66 Uniform Combined State Law Examination
    2021-12-14

View on SEC IAPD

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