Best Investors Account Sign in

Brittni Nicole Lamothe

LPl Financial LLC

Oak Creek, WI

Racine, WI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-10-11
  • WI RA
    APPROVED
    Since 2023-10-11

Branch Locations

8900 S Howell, Oak Creek, WI 53154 • United States

Racine, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Oak Creek WI 07/2012 Present
Lpl Financial Llc Oak Creek WI 01/2020 Present
  • 07/2012 → Present
    Bmo Harris Bank
    Oak Creek, WI
  • 01/2020 → Present
    Lpl Financial Llc
    Oak Creek, WI
Other Businesses

1) 9/2021- BMO Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- Oak Creek WI

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-10
S63 Uniform Securities Agent State Law Examination 2022-06-06
  • S65 Uniform Investment Adviser Law Examination
    2023-10-10
  • S63 Uniform Securities Agent State Law Examination
    2022-06-06
Other Names
  • Brittni Nicole Brown

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
CHARLES SCHWAB & CO., INC.
EDWARD JONES
OSAIC WEALTH, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
A TO Z FINANCIAL PLANNING LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Kevin Lenci
ERIK ROBERT ANDERSON
ALEJANDRO ZAMORA
JOSEPH ANTHONY PIROZZOLO
Dawn Ann Okon
Jamie E. Poulos
Jason David Atwater
Katie E Drenzek

Other Offices

J.P. MORGAN SECURITIES LLC · OAK CREEK, WI
CHARLES SCHWAB & CO., INC. · Oak Creek, WI
EDWARD JONES · OAK CREEK, WI
OSAIC WEALTH, INC. · OAK CREEK, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Oak Creek, WI
A TO Z FINANCIAL PLANNING LLC · OAK CREEK, WI
EDWARD JONES · OAK CREEK, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Franklin, WI

More in Oak Creek, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor