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Katie Lynn Keller

LPl Financial LLC

Sparta, IL

Steeleville, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-10-19
  • IL RA
    APPROVED
    Since 2020-10-19

Branch Locations

1101 N Market St, Sparta, IL 62286 • United States

400 W. Broadway, Steeleville, IL 62288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howell Financial Services, Inc. Sparta IL 01/2020 06/2020
Regions Bank Sparta IL 03/2014 12/2019
Lpl Sparta IL 06/2020 Present
  • 01/2020 → 06/2020
    Howell Financial Services, Inc.
    Sparta, IL
  • 03/2014 → 12/2019
    Regions Bank
    Sparta, IL
  • 06/2020 → Present
    Lpl
    Sparta, IL
Other Businesses

1) 06/2020 - DBA for LPL Business (entity for LPL business) - Howell Financial Services, Inc. - INVESTMENT RELATED - SPARTA, IL 62286

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-16
  • S66 Uniform Combined State Law Examination
    2020-10-16
Other Names
  • Katie Lynn Zanders

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
THRIVENT INVESTMENT MANAGEMENT INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
LPL ENTERPRISE, LLC
TBG-BEDFORD GROUP LLC
NBC SECURITIES, INC.

Other Investors

Logan N Jones
CHRIS EUGENE MINCHEFF
MICHAEL RAY HOWELL
Timothy P Stamps
Brian William Patton
Thomas James Lewis
Regina L Heller
Alan Gale Gerstenschlager

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Sparta, IL
EDWARD JONES · SPARTA, IL
LPL FINANCIAL LLC · STEELEVILLE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Steeleville, IL
LPL FINANCIAL LLC · EVANSVILLE, IL
EDWARD JONES · CHESTER, IL
EDWARD JONES · CHESTER, IL
LPL FINANCIAL LLC · CHESTER, IL

More in Sparta, IL

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